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Law's Robert Rapp discusses breaches of law in investment management

MEDIA | October 25, 2021
STORY BY: EDITORIAL STAFF

A big builder in Philly advertises huge investor returns on radio and Fox TV. Now the FBI and SEC are tuning in

Philadelphia Inquirer: Robert Rapp, visiting assistant professor at the School of Law, said a fund manager paying an investor to recruit other investors may violate securities laws and rules that prohibit payments to persons who are not licensed as securities broker-dealers to engage in such marketing activities.

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